Audit of the Department of Justice Information Technology Studies, Plans, and Evaluations

Audit Report 07-39
August 2007
Office of the Inspector General

Appendix IV
Compliance Matrix42
Test Name DEA Concorde DEA E-Com DEA EPIC DEA Firebird DEA M204 DEA Merlin
Market/Other Research     427, 432 1379    
Business Case Studies 26, 32 58, 61, 64 77, 428, 430, 1401, 1403 123, 136, 1378 80 271
Privacy Impact Assessment 35 56 1411      
Risk Management Plans 46, 47 60, 72 417, 429, 1404, 1408   1394 261, 271
Acquisition Plans 49   1400 1380   271
Project Plans 42, 48 70, 71, 68 419, 1402, 1405 128, 129, 133, 135 82, 1022 266, 268
Security Plans 25, 50 74 420, 421, 431, 1400 124, 140, 1021 85 272
Systems Engineering Management Plans   65 424, 1400     1427, 1428, 1429
Configuration Management Plans 28, 29 53 425, 1400 116 81 1431
Quality Assurance Plans 83 67 83 130 83 83, 1432
Verification and Validation Plans   75 426   79 1423, 1424, 1425, 1426
Test Plans 44 52, 75 1409, 1412 131 1420 1384
Conversion Plans            
Implementation Plans 41 65   118, 139   1430, 1433
Training Plans 51 76 423     1422
Contingency/ COOP 30, 31 54, 55 422 141   259
Disposition Plans            
Requirements Evaluations  

 

         
Test Evaluations 23, 24, 40, 50 73 1410, 1412 131, 137 1421 257, 258, 260, 272, 1385
Performance Evaluations 38     117, 120, 121, 132, 138   262, 264, 265
Post-implementation Evaluations   57   117    


Test Name JMD CITP JMD IWN JMD JCON JMD LCMS JMD PKI JMD UFMS
Market/Other Research 154 1388 227, 1012 250 232 1417, 1418, 1419
Business Case Studies 157, 158, 173 198, 201, 206, 1389 227, 228, 229, 387 248, 250, 252, 256 216, 217, 232, 233, 1017 90, 91, 99
Privacy Impact Assessment 161, 162, 175, 176   380, 390 1383 235 1399
Risk Management Plans 180, 181, 182 204, 206, 211 387, 391, 392, 393, 394, 398, 399, 400, 408 254 225, 231, 236, 239, 240 99, 101, 110
Acquisition Plans 142, 159, 173 195, 206 374, 387, 391, 392, 393, 394     86, 87, 99
Project Plans 155, 171, 177, 179 205, 209, 1004 387, 391, 392, 393, 394, 1005 254, 255 236, 1008 93, 94
Security Plans 183, 188, 189 199, 206, 214 387, 391, 392, 393, 394, 404   231, 244 100, 103, 105
Systems Engineering Management Plans 152 205 407     96
Configuration Management Plans 146, 147 196 372 253 219, 220 88, 89
Quality Assurance Plans   210 376, 377, 378, 379, 382, 388, 395 254 230, 236 95
Verification and Validation Plans 153, 190 192, 193, 194 384      
Test Plans 153, 168, 184, 185, 186 192, 193, 194, 213 405, 406   245 97
Conversion Plans 150   379, 382     92
Implementation Plans 151, 187 203, 215 379, 382   222 106
Training Plans 145 208 379, 382   247 109
Contingency/ COOP 148, 149 197 373   226  
Disposition Plans         218  
Requirements Evaluations            
Test Evaluations 143, 160, 168, 186 212 401, 403   231, 242, 246  
Performance Evaluations   202 375   221, 223, 243 99
Post-implementation Evaluations   202 371, 385, 386, 402   238  


Test Name ATF NIBIN BOP ITS-II EOIR e-World ODAG OFC OJP JGMS
Market/Other Research 7, 8 416 854 1369, 1370, 1371, 1372, 1374, 1375, 1376, 1377  
Business Case Studies 8 18, 1392 111, 112 276, 292, 294, 304, 316, 327 345, 349, 360, 364
Privacy Impact Assessment 9 20 860 320  
Risk Management Plans 7, 8, 13 412, 413 112, 114, 115 316, 318, 326, 328, 330, 331 360, 364, 368
Acquisition Plans 8, 12 19 112 274, 275, 306 364
Project Plans   412 851, 852, 853 321, 322, 323, 1013, 1014 352, 353, 360
Security Plans 14 21 113, 863, 865, 867 334 340
Systems Engineering Management Plans   415      
Configuration Management Plans     856, 857   341, 363
Quality Assurance Plans     868 83, 321  
Verification and Validation Plans         346, 347, 348, 350, 351, 357, 360
Test Plans 15, 1397, 1398   864 284, 288, 303, 324, 325, 335 346, 347, 348
Conversion Plans   22      
Implementation Plans 1413, 1414, 1415, 1416 22 851, 852, 853 287 352, 353, 356, 360
Training Plans 17     289 359
Contingency/ COOP 2, 3 414 855 305 342
Disposition Plans          
Requirements Evaluations          
Test Evaluations 15, 16, 1395, 1396 409 864 278, 279, 281, 282, 290, 297, 335, 336, 338 345, 350, 351, 357, 366, 1390
Performance Evaluations 7, 8, 11   862 277, 298, 300, 301, 308, 309, 310, 313, 314 343, 344, 354, 355, 358, 364
Post-implementation Evaluations       311  


Test Name FBI BRIDG FBI CARTSAN FBI CODIS FBI DCS FBI DCU FBI EDMS FBI FTTTF
Market/Other Research              
Business Case Studies 454, 455, 457, 1036  437, 444, 1023 465, 467, 468, 469 493, 494, 495, 523, 1024 486, 489 540, 542, 550, 552, 1025 558, 559, 562, 563, 1026
Privacy Impact Assessment 459 446 471 510, 511   529  
Risk Management Plans 458, 462 447, 448 473, 474 521 478, 487, 488, 489 547, 548, 549 565, 566
Acquisition Plans     475        
Project Plans 456 450 466, 472 498, 501, 516, 517, 518, 519, 528 481, 487, 488, 489, 490 544, 545 564
Security Plans   435, 449 464, 470, 476, 497, 499, 500, 522, 524, 525, 526 479, 489, 492 530, 553  
Systems Engineering Management Plans             567
Configuration Management Plans   438   496   532  
Quality Assurance Plans   439          
Verification and Validation Plans              
Test Plans   436   527 485 531, 555 560, 568, 569, 570, 571
Conversion Plans           554  
Implementation Plans   434       537 561
Training Plans   442       551  
Contingency/ COOP     477   480 533  
Disposition Plans         484    
Requirements Evaluations              
Test Evaluations

 

436          
Performance Evaluations 460, 461   441, 443 463 509, 520 483, 484, 487, 488, 489, 491 535, 536, 538, 543, 546  
Post-implementation Evaluations       514      


Test Name FBI IAFIS FBI IATI FBI IDW FBI LEO FBI NCIC FBI N-DEx
Market/Other Research            
Business Case Studies 1027  600, 601, 605, 611, 612   1017  668, 674, 1028 695, 697, 1029
Privacy Impact Assessment   613       1386
Risk Management Plans   616, 617, 618 631, 632 656 683, 684 700, 701
Acquisition Plans            
Project Plans   598, 609, 614   646, 653 679, 680, 682 699, 1387
Security Plans 588, 591 619, 623, 624 633 642 685, 688 702
Systems Engineering Management Plans 592, 593 621     687  
Configuration Management Plans 582 602   647 669  
Quality Assurance Plans 589 615        
Verification and Validation Plans 586          
Test Plans 577, 584 625, 626, 627   637, 638, 639, 655, 657 675, 676, 686, 690 694
Conversion Plans 596, 597 629 636 659 691, 693  
Implementation Plans 574, 576, 579, 580, 583 608, 622 630 643, 644, 649, 650, 651, 652 670  
Training Plans 587, 595 628 635   681  
Contingency/ COOP       645    
Disposition Plans            
Requirements Evaluations            
Test Evaluations 573, 575, 578, 581, 585   634    665, 672, 673, 677, 678  
Performance Evaluations 594 599, 604, 610   640, 641, 658    
Post-implementation Evaluations 594 606     689  


Test Name FBI NGI FBI NICS FBI R-DEx FBI SCION FBI Sentinel FBI SMIS FBI TRP FBI TSC
Market/Other Research                
Business Case Studies 703, 704, 705, 706, 707, 708, 714, 716, 1030  731, 1031 1032   766, 775, 1033  784, 788, 797, 819, 820, 825 835, 836, 1034 849, 1035
Privacy Impact Assessment 719, 720, 721, 722     751   1434 791, 792, 798    
Risk Management Plans 728, 729    662   769, 772 816, 817, 818, 832   840, 845
Acquisition Plans         755, 773, 1037, 1038      
Project Plans 715, 726       757, 759, 761, 770 812, 813, 814, 823   844, 849
Security Plans   744, 746 663, 664 753   826, 827   839, 846
Systems Engineering Management Plans         776      
Configuration Management Plans 709 732   752 758 785    
Quality Assurance Plans 727 743     771 815    
Verification and Validation Plans               848
Test Plans   730, 737, 747  660   777 782, 829, 831   842, 847, 848
Conversion Plans   742, 749            
Implementation Plans   740, 741, 745, 750           838
Training Plans           833    
Contingency/ COOP    733, 735            
Disposition Plans                
Requirements Evaluations                
Test Evaluations    739, 748 661   754   778, 783, 828, 830   843
Performance Evaluations 710, 711, 713, 725       760, 762, 763, 764, 765, 1039 786, 793, 794, 799, 800, 801, 802, 803, 804, 805, 806, 807, 808, 809, 810, 811  836  850
Post-implementation Evaluations                


Footnotes

  1. The numbers in the columns refer to the document numbers in Appendix V. For example, the number 32 under Business Case Studies for DEA Concorde refers to Appendix V, item number 32, which is the Cost/Benefit Analysis Report for IMPACT, (a part of the Concorde project). Numbers shown in normal font are documents we are reporting as studies, plans, and evaluations, as opposed to other artifacts we accepted as contributing to compliance in each area, which are shown in italics. Shaded cells indicate that we obtained no documents or other artifacts that we accepted in response to our request.


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