Appendix IV - Sheet 4
INTERNAL CONTROL DEFICIENCIES IDENTIFIED BY DISTRICT
WNY | ENC | MNC | WNC | ND | NMI | NOH | SOH | NOK | EOK | WOK | OR | EPA | MPA | WPA | PR | RI | SC | SD | |
1. FEE AND COMMISSION COLLECTIONS | |||||||||||||||||||
Did not attempt to collect from government corporations acting as receivers | X | CND | X | X | X | X | X | ||||||||||||
Did not bill paupers after service provided | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |||||
2. TIME REPORTING | |||||||||||||||||||
Recorded prisoner transportation activity in the PR time category | X | X | |||||||||||||||||
Recorded administrative activity in the PR time category | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |
3. MONTHLY REPORT OF PROCESS AND SEIZURES | |||||||||||||||||||
Reported service of a writ, summons & complaint, and interrogatory as 1 process | X | X | X | X | X | X | |||||||||||||
Reported service of a writ, summons & complaint, and interrogatory as 2 processes | |||||||||||||||||||
Reported service of a writ, summons & complaint, and interrogatory as 3 processes | X | X | X | X | X | X | X | X | X | X | X | X | X | ||||||
Reported service of a writ, summons & complaint, and interrogatory as 4 processes or did not respond to the question | |||||||||||||||||||
Reported processes forwarded to another district as served by their own district | X | X | X | X | X | X | X | X | |||||||||||
Reported processes received from another | |||||||||||||||||||
district as served by their own district | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | ||
4. SEPARATION OF DUTIES | |||||||||||||||||||
Inadequately separated receiving duties from recording duties | X | X | X | X | X | X | X | X | X | X | |||||||||
Inadequately separated disbursing duties from recording duties | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | X | |||
Inadequately separated reconciling USM-286 folder to FMS | X | X | X | X | X | X | X | X | X | X | X | CND | X | X | X | X | X | X | X |
Inadequately separated reconciling receipts to deposits | X | X | X | X | X | X | X | X | X | CND | CND | X | CND | X | X | X | X | X | |
5. RECEIPTS | |||||||||||||||||||
Did not maintain a log of receipts for both mailed-in and over-the-counter receipts | X | X | X | X | X | ||||||||||||||
Did not restrictively endorse checks immediately upon receipt | X | X | X | X | X | X | X | X | X | X | X | ||||||||
Did not restrictively endorse checks immediately on the day received |
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