Federal Bureau of Investigation

Ongoing Work

Audits of DOJ and Select Components Annual Financial Statements

The OIG is conducting audits of DOJ and select components' annual financial statements for FY 2018. Pursuant to Section 304(a) of the Chief Financial Officers Act of 1990, as expanded by Section 405(b) of the Government Management Reform Act of 1994, the OIG is required to perform an audit of DOJ's annual financial statements. In addition, the following components will receive a standalone audit for FY 2018: the Assets Forfeiture Fund and Seized Asset Deposit Fund, FBI, BOP, and Federal Prison Industries.

The OIG is also conducting an audit of the annual closing package financial statements of DOJ in accordance with Volume 1, Part 2-Chapter 4700 of the Department of the Treasury’s Financial Manual. Its purpose is to assist Treasury in preparing the U.S. Government Financial Report by reclassifying DOJ’s general-purpose financial statements into a standard format that will be consolidated with other federal agencies, and by reporting DOJ’s intragovernmental balances by federal agency to facilitate elimination of transactions between federal agencies.

Bulk Telephony Review

The OIG is reviewing the FBI’s use of information derived from the National Security Agency’s (NSA) collection of telephony metadata obtained from certain telecommunications service providers under Section 215 of the Patriot Act. The review will examine the FBI’s procedures for receiving, processing, and disseminating leads the NSA develops from the metadata, and any changes that have been made to these procedures over time. The review will also examine how FBI field offices respond to leads, and the scope and type of information field offices collect as a result of any investigative activity that is initiated. In addition, the review will examine the role the leads have had in FBI counterterrorism efforts.

Contract Awarded to EAN Holdings, LLC

The OIG is auditing the FBI’s contract awarded to EAN Holdings, LLC. The preliminary objective of the audit is to assess the FBI’s administration of the contract, and EAN Holdings, LLC’s performance and compliance with the terms, conditions, laws, and regulations applicable to this contact in the areas of contractor performance; billings and payments; and contract management, oversight, and monitoring.

Cyber Victim Notification and Engagement

The OIG is conducting an audit of the Federal Bureau of Investigation’s (FBI) cyber victim notification and engagement. The preliminary objective is to evaluate the FBI’s processes and practices for notifying and engaging with victims of cyber intrusions.

DOJ's Compliance with the Federal Funding Accountability and Transparency Act of 2006, as amended by the DATA Act of 2014

The OIG is examining DOJ's compliance with reporting requirements under the Federal Funding Accountability and Transparency Act, as amended by the DATA Act. Through memorandum M-15-12, Increasing Transparency of Federal Spending by Making Federal Spending Data Accessible, Searchable, and Reliable, the Office of Management and Budget provided guidance to federal agencies on the requirements that agencies must employ pursuant to the DATA Act. The OIG will review a statistically valid sampling of the fiscal year 2019 spending data submitted, and submit to Congress and make publicly available a report assessing the completeness, timeliness, quality, and accuracy of the data sampled.

Efforts to Address Homegrown Violent Extremists

The OIG is auditing the FBI’s efforts to address homegrown violent extremists (HVE). The preliminary objectives are to: review the FBI's HVE casework and resource management; evaluate the FBI's coordination with relevant components and its strategic and tactical policies and processes to identify and assess HVE threats; and evaluate the FBI field divisions' implementation of strategic and tactical policies and processes to assess HVE threats.

Efforts to Protect Seaports and Maritime Activity

The OIG is auditing the FBI's efforts to protect the nation’s seaports and maritime activity. The preliminary objectives are to review the FBI’s roles and responsibilities for: (1) assessing maritime terrorism threats and (2) coordinating with the DHS components to ensure seaport security.

FBI’s Confidential Human Source Program

The OIG is auditing the FBI’s Confidential Human Source Program. The preliminary objectives are to: (1) assess the FBI’s management and oversight of its Confidential Human Source Program, to include the FBI’s oversight of payments to confidential human sources, (2) examine the FBI’s confidential human source policies to ensure consistency with the Attorney General Guidelines, and (3) assess the FBI’s process of determining reliability and appropriateness of confidential human sources.

FBI's Covert Contracts

The OIG is auditing the FBI’s contracts awarded for covert activity. The preliminary objectives of the audit are to assess the FBI’s awarding and administration of these covert contracts and to evaluate the FBI’s procedures and processes for ensuring contractor performance and compliance with the terms, conditions, laws, and regulations applicable to these contracts.

Gender Equity in the Department of Justice's Law Enforcement Components

The OIG is examining gender equity in ATF, DEA, FBI, and USMS. The review will include an examination of component demographics and staff data related to promotions and gender discrimination complaints. The OIG will also assess staff perceptions related to gender equity and analyze the reasons for those perceptions.

Review of Department of Justice's Implementation of the Death in Custody Reporting Act of 2013

We will review the Department of Justice's actions to implement the Death in Custody Reporting Act of 2013 since the law's enactment in December 2014.

Review of the Department of Justice’s Preparedness to Respond to Critical Incidents Under Emergency Support Function 13

OIG is reviewing the Department’s ability to meet its responsibilities under Emergency Support Function 13 (ESF-13) and to execute ESF-13 activities in response to natural and manmade disasters. OIG will assess Departmental policies and guidance; planning, preparation, training, and execution processes; and coordination among DOJ law enforcement components and non-DOJ support agencies in support of an ESF-13 activation.

Sponsorship of Foreign Nationals for Law Enforcement Purposes

The OIG is conducting an audit of DOJ's sponsorship of foreign nationals for law enforcement purposes. The objectives are to evaluate: (1) the Criminal Division’s management of foreign national sponsorship activities, including its policies and procedures for reviewing and processing requests to sponsor foreign nationals; (2) Department law enforcement and prosecuting components’ handling of sponsored foreign nationals and related activity; and (3) Department components’ coordination on foreign national sponsorship-related activities.

Updated: April 2018